Our Firm Quality Investment Products Landolt Securities, Inc. network of financial professionals has access to a wide variety of investment products. Stocks-Listed and NASDAQ (OTC) Bonds (U.S. Treasury, Municipal, Corporate) Options-Equity and Index Exchange Traded Funds-Spiders, Diamonds, QQQ, iShares, ETF's Preferred Stocks Unit Investment Trust Closed End Funds Funds Network (Access to over 5,000 mutual funds) Alternative Investments (Non-traded REITS, Equipment Leasing, Oil & Gas, Tax Credit) Fixed Income Ideas Catered to Meet Your Needs Landolt Securities, Inc. offers a wide spectrum of fixed income securities through our FISN division. Our fixed income team specializes in conservative portfolios structured for income and capital preservation. US Government Bond, Notes, Agencies Corporate Bonds Tax Free Municipal bonds Certificates of Deposit (CDs) Asset Management Accounts Brokerage Access - Free check writing, $500 minimum. Requires minimum balance of $5,000 cash or securities. Brokerage Portfolio - Combines client's investment accounts with no-fee check writing and Visa Gold ATM/Debit Card. Allows clients to streamline their finances, enabling them to save time and money, avoiding the inconvenience of maintaining multiple accounts. Margin Accounts - Allows borrowing against securities held in your account at very competitive lending rates. Option Accounts - Can provide investment alternatives that can be used in a variety of investment strategies to potentially manage risk or improve profit (option accounts require certain customer qualifications). Retirement Plans Discover the power of tax-deferred investing. Self Directed IRAs (Traditional & Roth) Simplified Employee Pension Plans (SEPs) Simple IRA Plans Keogh Profit Sharing-Money Purchase Plans (Individual & Corporate) 401 K Plans Insurance Products Low Cost Term Insurance Fixed Annuities Variable Annuities Long-term Care Insurance (Note: All insurance products may not be available in all states) Convenient Money Management Tools Safe Keeping of Securities Dividend Reinvestment (Available) Easy to Read Statements Simplified Tax Records Electronic Funds Transfer (Available) Competitive Rate Margin Loans Automatic Cash Balance Sweeps for IRA Accounts On-line Access to View Accounts 24 Hours a Day, 7 Days a Week Clearing and Account Protection Assets are held by one of the world's largest financial institutions: National Financial Services, LLC, a Fidelity Investments Company Member of SIPC. For details, please see www.sipc.org. Securities in your account protected up to $500,000. In addition, NFS has arranged for insurance protection to supplement it's SIPC coverage. This additional protection covers total account net equity in excess of coverage provided by SIPC. Neither coverage protects against a decline in the market value of securities. Fee-Based Managed Account Services Select Private Institutional Money Management Landolt Securities, Inc. Managed Account Torii Asset Management This brochure merely presents a broad overview of the many investment services and products Landolt Securities, Inc. has to offer investors. Whether you are an active trader, trade less frequently or are looking for quality money management, we invite you to open an account with us. We think you will agree that the combination of Landolt's competitive pricing, broad range of products, and personalized service will empower you with all the investment tools you will ever need.