Client Disclosures

Please the buttons below to access various disclosures relating to our business and our relationship with our clients:

Landolt Securities is required to make available quarterly reports that present a general overview of our order routing practices. These reports identify the significant venues to which customer orders are routed for execution.  Landolt Securities transmits our customer orders to our clearing firm, RBC Clearing & Custody, member NYSE/SIPC.  RBC may then route these orders to various venues for execution.  RBC's quarterly reports are incorporated herein by reference and may be accessed by following the link below.